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Elinphant LLC Compliance Services COMPLIANCE SERVICES WHY ELINPHANT EXPERTS INTERNS JOIN TEAM ARTICLES CONTACT Premier Quality and Value Provider of Open for Business By Elin Cherry November Executive has founded is launching the business today Based in Manhattan provides governance risk management compliance solutions to financial services firms including banks broker dealers investment advisors hedge funds service providers those entities What sets us apart from every other alternative ability offer most senior expert consultants industry who can deliver high quality work at value prices notes s employees are officers with experience a multitude Our take pride depth their knowledge explains that allows them mold client We understand not all clients have same tolerance adjust advice implementation ensure within as well rules regulations Prior founding was Principal Head Capital Markets Risk Concepts where she grew book half million revenue last year She also been Director Unit CIT Group Inc held positions Societe Generale Deutsche Bank Securities America deep programs regulatory relations testing monitoring audits capital markets among others known looking challenges marketing sales an innovative direct manner Working alongside Cherie L Weisse Chief Operating Officer recently Vice President Investment Operations Manager Fox Asset Management Eaton Vance Company A professional leader in-depth managing operations systems human resources grow second none responsibilities include providing leadership vision necessary firm will operational controls administrative reporting functions people place effectively be operationally financially strong Joining Elizabeth Dickerson With more than years roles head inquiries chief officer joining First New York aspects trading considered authority field says Her approach friendly yet ensures position violating engagements hiring executing standard bespoke following areas SEC FINRA FED OCC FDIC Broker Dealer Regulatory Reporting System Implementations Program Enhancements Dodd-Frank Volcker Rules Surveillance Implementation BSA AML Derivative Equity Fixed Income nbsp provide full spectrum requirements any institutions above quantity able price point Contact – or elinphant com CEO serve skilled knowledgeable relation needs Posted news Leave Comment Name required Email published Website Click here cancel reply All rights reserved